Online registration for this event is now closed. Walk-in registrations will be accepted.

The authority of the Securities and Exchange Commission (SEC) to regulate mutual funds is carried out by the SEC’s Division of Investment Management. Four former directors of this division who are now in private practice will share their unique perspectives on the current regulatory structure and discuss whether reforms are needed.

This is the fifth event in a continuing series on mutual fund regulation entitled, “Is There a Better Way to Regulate Mutual Funds?”